Sara Grillo

MARCH 13, 2023

According to Bak, assets don’t care about the ethics of their investors. Phil holds the Chartered Alternative Investment Analyst (CAIA) designation and is the host of The ETF Experience and the Phil Bak Podcast. nationally recognized as the first investment advisor to offer only Exchange Traded Funds.

Financial Advisor 59

Financial Advisor Assets Management License 59

The Big Picture

DECEMBER 6, 2022

So, yeah, I had a career in investment banking with Jefferies, and it was a really good professional experience because I do have the opportunity to work in M&A, equity and debt financing. I did in 2013 the largest banking transaction that the market had seen since the financial crisis, it was a $2.4 billion deal.

Clients 162

Clients Investing Investments Management 162

The Big Picture

NOVEMBER 15, 2022

So for a while, I ran Wells Fargo’s 401(k) business because they had acquired that as part of Wells Fargo Nikko Investment Advisors. RITHOLTZ: And P.S., so first, in the post, I cite something, I had quoted from 2013 from I think it was a Cleveland Fed or an Atlanta Fed look at OER. RITHOLTZ: It’s now.

Management 278

Management Assets Portfolio Marketing 278

Sara Grillo

SEPTEMBER 26, 2022

Salaske: Yeah, I don’t agree with the CFP Board becoming any type of regulator whatsoever over financial advisors, financial planners, whatever you wanna call us in the advice space. Salaske: Right, now. You don’t know that right now, what they’re doing basically… We don’t know what their process is.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59