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Should the CFP Board police financial advisor “bad apples”? The debate continues! (Part Two)

Sara Grillo

In addition to his formal Education Robert Wright holds his FINRA Series 7 and 66 licenses, is a CERTIFIED FINANCIAL PLANNER Professional and holds Georgia Resident Life and Health Insurance. Robert is also an Instructor of CFP® Coursework for the College of Financial Planning Online and on Campus at Kennesaw State University.

CFP 59
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Transcript: Brian Hamburger

The Big Picture

There’s not significant licensing, you know, that that takes place. HAMBURGER: And you can scale it down to a single user license. Now you buy a license. HAMBURGER: You buy a single license and you log in and you start to configure it. There’s not a high barrier to entry. RITHOLTZ: Meaning? RITHOLTZ: Right.