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What Is The SIPC and How Does it Protect Your Investments?

Good Financial Cents

As a financial planner, I get a lot of concerned questions from my clients regarding their investments. These include investments like commodity futures and fixed annuity contracts which are not registered with the Securities and Exchange Commission (SEC). Not all investments are eligible for SIPC protection.

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Fiduciary Advocate

Inside Information

B y now, I’m sure most of you are familiar with the Committee for the Fiduciary Standard—but if not, well, it’s a group of prominent advisors who advocate that anybody who holds out as a financial planner or advisor be held to a strict fiduciary standard. I participate in their discussions, though I’m not formally a member.

CFP