The Big Picture

DECEMBER 6, 2022

But when you factor in, you know, legal costs, compliance, portfolio management, trading, there is a lot that goes into launching an ETF. It’s been eye-opening for a lot of the younger traders, younger investors who I know you go back to since 2009, they’ve only seen up markets. BERRUGA: Yeah. Wait, markets go down?

Clients 157

Clients Investing Investments Management 157

The Better Letter

APRIL 27, 2023

On the other hand,… …I see the evidence as demonstrating that there are many, many exceedingly difficult questions, personal, moral, ethical, religious, economic, political, and otherwise. She was an aggressive attorney with impeccable academic credentials and much experience in compliance. Many are indeed fundamental.

Banking 76

Banking Media Ethics Compliance 76

The Big Picture

DECEMBER 14, 2022

MCCARTHY: I’d back up actually a little bit further in thinking about how did I get there, because I don’t think it was very obvious actually that I would come out of Yale with an ethics, politics and economics degree — RITHOLTZ: Perfect really, right? MCCARTHY: — and end up in M&A on Wall Street.

Assets 157

Assets Investing Investments Portfolio 157

Sara Grillo

SEPTEMBER 12, 2022

Get ready for a ride as we examine it from all angles: regulatory, ethically, intellectually, etc. If we are comparing them to the Utopian idea of what a fraternity of ethics and competence testing should be, then we should find a way to implement it because daydreaming about what it ought to be is less useful.

CFP 80

CFP Financial Planner Ethics Financial Planning 80