Assets, Client Management and Startup - Financial Advisor Source

Establishing Solo 401(k) Plans For Self-Employed Workers: Options, Contribution Limits, Deadlines, And More!

Nerd's Eye View

NOVEMBER 23, 2022

And for advisors who serve self-employed clients, managing a solo 401(k) plan is often a different process than managing other types of investments. Off-the-shelf plans can be easier to administer, since the broker-dealer handles most of the plan paperwork and holds the plan assets often for little to no cost.

Planning

Planning Distribution Assets Retirement Planning

Satisfying an Advisor’s Quest for Independence as an Employee

Diamond Consultants

JUNE 28, 2023

However, more often than not, advisors discover that going independent comes with a lot of work, from the initial setup to the ongoing management of the day-to-day minutia. When he wanted to get something done for a client, management felt much more accessible within a flatter organizational structure.

Compliance

Compliance Recruitment Clients Compensation Planning

Financial Advisor Source

Establishing Solo 401(k) Plans For Self-Employed Workers: Options, Contribution Limits, Deadlines, And More!

Satisfying an Advisor’s Quest for Independence as an Employee

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