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Transcript: Karin Risi, Vanguard’s Chief of Strategy & Product

The Big Picture

So we probably have half a dozen or more different employee resource groups now, but the importance of encouraging women and helping them develop into leaders at Vanguard, and I, I use the term leader broadly, so leader of people, but also specialists in portfolio management or legal or you know, data analytics, you name it.

Clients 130
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Should the CFP Board police financial advisor “bad apples”? The debate continues! (Part Two)

Sara Grillo

I do believe it should be different regulated differently from portfolio management, which is the typical definition of the registered investment advisor, but that it shouldn’t be the CFP Board that is controlling the regulatory environment for financial planners.

CFP 59