Remove Commission Remove Fiduciary Duty Remove White Paper
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Digital Currencies, Modern Trusteeship and Change

Wealth Management

The Internal Revenue Service provided clarity around reporting requirements, and the Securities and Exchange Commission had a predictable mandate on what was legally actionable. By now, the Revised Uniform Fiduciary Access to Digital Assets Act (2015) is so far behind the changes of the cryptocurrency industry as to be almost quaint.

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Should you die and go to hell before selling an annuity?

Sara Grillo

Do advisors breach fiduciary duty when they fail to recommend annuities? Should those with only insurance licenses that allow them to sell annuities and/or life insurance be held to the same “fiduciary standard” as Registered Investment Advisers (RIAs) with the SEC or state regulators? Are commissions bad?