Abnormal Returns

DECEMBER 25, 2023

riabiz.com) DPL Financial Partners is seeing growth in commission-free annuity sales. (morningstar.com) A list of the most popular podcasts for financial advisers. linkedin.com) The biz Vestwell just raised a new $125 billion Series D. investmentnews.com) Startup Arch wants to build a better private capital markets workflow.

Financial Advising 254

Financial Advising Startup Financial Advice Commission 254

Nerd's Eye View

JUNE 30, 2023

Enjoy the current installment of “Weekend Reading For Financial Planners” - this week’s edition kicks off with the news that NAPFA has announced that it will no longer exclude advisors who receive up to $2,500 in annual trailing commissions from previous product sales, if they agree to donate that money to a non-profit organization (..)

Financial Planner 231

Financial Planner Fee Only Commission Retirement Planning 231

Ron A. Rhodes

JANUARY 6, 2024

The insurance lobby is against the imposition of the fiduciary standard by the DOL, as it will lower the excessive commissions often paid on the sale of Fixed Index Annuities…

Insurance 67

Insurance Commission Sales Fee Only 67

The Big Picture

FEBRUARY 17, 2024

Wired ) • Realtor Commissions Are Still a Hefty Part of Home Sales. Despite years of technology disruption, home commissions remain stuck near 6%. Few new buildings are going up, diminishing economic vitality Slowdown is particularly pronounced in Chicago, Manhattan. Maybe Not for Long.

Commission 158

Commission Food Banking Management 158

Nerd's Eye View

FEBRUARY 9, 2024

Also in industry news this week: A recent study finds that having a defined marketing strategy is a linchpin of marketing success, as advisors with a defined strategy were more likely to have seen an increase in inbound leads during the past 12 months and have more confidence in meeting their practice goals during the coming year than those without (..)

Financial Planner 222

Financial Planner Fee Only CFP Commission 222

Abnormal Returns

FEBRUARY 26, 2023

wsj.com) Sketchy products keep showing up for sale on Amazon ($AMZN). Sentencing Commission show judges rejected more than 80% of compassionate release requests filed from October 2019 through September 2022. (wsj.com) At this point, legit crypto companies don't have much choice but to embrace regulation.

Ethics 187

Ethics License Financial Advising Startup 187

Nerd's Eye View

DECEMBER 22, 2023

Also in industry news this week: The SEC has been sending letters to advisory firms requesting details on their use of AI technology, raising questions about whether they may be considering revising their proposed AI rule that received significant pushback earlier this year for the wide breadth of the types of technology it covers DPL Financial has (..)

Financial Planner 230

Financial Planner Fee Only Tax Planning Retirement 230

The Big Picture

MARCH 23, 2024

The company’s stock has dropped nearly 13% since Friday’s $418 million settlement between the National Association of Realtors and groups of home sellers which ended the standard 6% commission for Realtors. The bill, meant to force the sale of TikTok, passed by a landslide. link] • Reddit is going public. A classified briefing.

Math 174

Math Commission Insurance Government 174

Nerd's Eye View

MARCH 20, 2023

In part, this is due to the many commission-based advisors whose compensation depends on the sale of insurance or investment products, where the price that a client pays is baked into the price of the product or is included in (often opaque) fees associated with buying, selling, and/or holding the investment.

Communication 238

Communication Planning Financial Planning Fee Only 238

Nerd's Eye View

AUGUST 25, 2022

Historically, the career path for newer financial advisors has followed a commission-based model that was focused on sales and business development first and learning the technical aspects of financial planning along the way.

Financial Planning 188

Financial Planning Clients Commission Planning 188

Nerd's Eye View

AUGUST 25, 2022

Historically, the career path for newer financial advisors has followed a commission-based model that was focused on sales and business development first and learning the technical aspects of financial planning along the way.

Financial Planning 181

Financial Planning Clients Commission Planning 181

MarketWatch

JUNE 15, 2023

GS stock is down 0.5%, reversing gains from earlier in the session, after The Wall Street Journal reported that the Securities and Exchange Commission is investigating the role of the bank in buying Silicon Valley Bank’s securities portfolio prior to the bank’s collapse in March. Goldman Sachs Group Inc.

Banking 75

Banking Commission Sales Portfolio 75

Trade Brains

FEBRUARY 28, 2024

With retail bakery and institutional segment included, bakery segment sales in Q3FY24 was Rs. To promote sales, MBFSL has also raised the number of feet on street (sales people who serve and monitor distributors) from 900 in March 2023 to 1,200. The company has commissioned two Biscuit Lines in Rajpura in the current year.

Food 59

Food Commission Distribution Retail 59

MarketWatch

APRIL 4, 2023

The Securities and Exchange Commission charged Charlie Javice with fraud in connection with the $175 million sale of her student-loan assistance company Frank to JPMorgan Chase JPM. million in stock proceeds and a $20 million retention bonus, among other compensation, following the sale. Javice received $9.7 Javice received $9.7

Accounting 75

Accounting Commission Manufacturing Banking 75

Nerd's Eye View

AUGUST 1, 2022

The deal is well timed to a recent Risk Alert from the SEC about advisors engaging in (unwittingly) incorrect billing due to a lack of strong billing systems and processes.

Financial Planning 217

Financial Planning Financial Advisor Commission Planning 217

Calculated Risk

NOVEMBER 18, 2022

From BofA: Existing home sales actually fell less than we expected, implying slightly stronger brokers’ commissions in 4Q. As a result, our tracking estimate for residential investment in 4Q edged up. That said, after rounding, our 4Q GDP tracking estimate was unchanged at 1.3%

Commission 70

Commission Sales Investing Investments 70

MarketWatch

JUNE 2, 2023

PG and GSK Consumer Health in sales, distribution and marketing. Securities and Exchange Commission updating its strategy to accelerate entry to the U.S. Acreage CEO Peter Caldini will resign on June 30. Acreage is combining with Jetty Extracts and Wana Brands to form Canopy USA LLC as the U.S.-unit unit of Canopy Growth Corp.

Commission 75

Commission Distribution Sales Marketing 75

MarketWatch

FEBRUARY 9, 2023

Kraken, one of the world’s largest crypto exchanges, on Thursday agreed to stop offering or selling securities through crypto asset staking services, and pay $30 million in penalties, the Securities and Exchange Commission said. The SEC has been probing Kraken over whether it broke rules on certain offerings to U.S.

Commission 40

Commission Sales Assets Investing 40

MarketWatch

MARCH 2, 2023

ZM disclosed in a Thursday filing with the Securities and Exchange Commission that it has fired Greg Tomb, who served as the company’s president. Zoom Video Communications Inc. The “termination without cause” is effective Friday.

Commission 75

Commission Communication Sales Clients 75

MarketWatch

JUNE 21, 2023

in morning trading, after the Federal Trade Commission said it has taken action against the ecommerce giant, alleging the company manipulated consumers into enrolling in Amazon Prime without their consent. The FTC suit comes after Amazon unveiled that its Prime Day sales event will take place July 11 to July 12. AMZN fell 0.8%

eCommerce 75

eCommerce Commission Sales Marketing 75

Leading Advisor

AUGUST 2, 2023

Branding Commission/Fee For Service Compliance and Licensing Marketing and Sales Office Environment Products and Services Technology and Equipment Team/Succession Planning Vision and Business Plan What… The post Will increasing your understanding of Flow & the Elimination of Flow Killers help you to make these Processes & Systems STICK? (..)

License 40

License Compliance Commission Business Planning 40

Nerd's Eye View

NOVEMBER 28, 2022

From advisors who earn commissions from the sales of financial products to fee-only investment advisors who charge based on client assets under management, the value advisors provide to their clients has often been centered on investment management.

Clients 224

Clients Fee Only Advertising Planning 224

Nerd's Eye View

NOVEMBER 28, 2022

From advisors who earn commissions from the sales of financial products to fee-only investment advisors who charge based on client assets under management, the value advisors provide to their clients has often been centered on investment management.

Fee Only 216

Fee Only Portfolio Clients Advertising 216

Good Financial Cents

FEBRUARY 24, 2023

With most investing apps now offering commission-free trading, online brokers must find more creative ways to stand out. About Webull Launched in 2017, New York City-based Webull is a self-directed investment platform that offers commission-free trading. Cryptocurrency You can trade cryptocurrency on Webull commission-free.

Investing 95

Investing Investments Commission Accounting 95

Nerd's Eye View

OCTOBER 17, 2023

In this episode, we talk in-depth about how, after realizing that his 401(k) plan participants were not being advised after they retired (and were being poached by brokers and agents trying to sell them on high-commission annuities), Brad decided to expand his business into wealth management so that he could offer advice to his mass affluent clientele (..)

Financial Planning 130

Financial Planning Planning Wealth Management Retirement Planning 130

MarketWatch

FEBRUARY 6, 2023

As part of that announcement, the company filed a prospectus with the Securities and Exchange Commission that showed expected fourth-quarter revenue to be $21 million to $23 million, up from roughly $8 million a year ago. Analysts on average were projecting sales of $18.2 million, according to FactSet.

Commission 75

Commission Sales Planning Marketing 75

MainStreet Financial Planning

FEBRUARY 1, 2024

Importantly, we do not accept sales commissions or any compensation beyond what is directly agreed upon with our clients. No Product Sales, Pure Expertise: This is probably the most distinctive part of being a Garrett Planning Network advisor. We, as Garrett Advisors, distinguish ourselves by not selling financial products.

Financial Advice 86

Financial Advice Planning Fee Only Financial Planning 86

Trade Brains

NOVEMBER 7, 2022

Crores will be an offer for sale. According to the Company Commissioned F&S Report, total FDI inflow in the chemicals (other than fertilizers) sector in India reached US$17.77 Offer for Sale (OFS) ?657.31 The IPO will open for subscription on November 9th, 2022, and close on November 11th, 2022. Keep reading to find out! .

Commission 96

Commission Pharmaceutical Manufacturing Transportation 96

The Big Picture

DECEMBER 27, 2023

There are many ways to mess up a sale of a house. As it turns out, there are some steps you can take to make the sale go smoothly as possible and still get top dollar. For the sale of your home. There are some things you need to do to create the best sale. And then when the sales are reported, there’s shame.

Sales 140

Sales Numbers Marketing Marketing 140

WiserAdvisor

AUGUST 18, 2023

Fee-only financial advisors Average cost: $200 to $400 an hour/ $1,000 to $3,000 per plan/ 1.18% to 0.59% of AUM Fee-only financial advisors are professionals who do not receive commissions from selling financial products. Instead, they charge fees directly to their clients for the services they provide.

Financial Advisor 52

Financial Advisor Commission Fee Only Financial Planning 52

ClearMoney

DECEMBER 16, 2021

It does not constitute investment advice, recommendation, or an offer of any services or products for sale and is not intended to provide a sufficient basis on which to make an investment decision. UNITED STATES: Dimensional Fund Advisors LP is an investment advisor registered with the Securities and Exchange Commission.

Commission 52

Commission Distribution License Sales 52

Truemind Capital

FEBRUARY 8, 2024

. – Hidden costs & agenda : There may be hidden costs in terms of commissions or kickbacks that are not explicitly disclosed while making the sale of any product. Thus, there is a clear conflict of interest as what you hear for “free” is a sales pitch and not genuine advice.

Fee Only 52

Fee Only Commission Investing Investments 52

Walkner Condon Financial Advisors

APRIL 17, 2023

Fee-Only financial advisors and firms receive no sales-related compensation or incentives. In contrast, a commission-based financial advisor receives commissions or other forms of compensation from financial product providers for recommending and selling their products. They are compensated only by the fee the client pays.

Fee Only 52

Fee Only Financial Advisor Certified Financial Planner Commission 52

Trade Brains

APRIL 22, 2024

The Company specializes in thermal designing, engineering, manufacturing, supplying, installing, and commissioning Heating Equipment and caters to both domestic and overseas markets. There are 18 refinery projects expected to be commissioned by Fiscal 2031 with a cumulative capacity of 124.0 300 Cr Offer for Sale (OFS) Rs.

Manufacturing 59

Manufacturing Transportation Commission Portfolio 59

Inside Information

APRIL 1, 2024

Broker-dealers live off of the activities of their affiliated reps; they facilitate the transactions and asset management for a percentage of the commissions and fees that advisors/reps receive from their clients. The BD doesn’t control prices charged to clients except to the extent that it facilitates commissions.

Compliance 40

Compliance Commission Sales Financial Services 40

Walkner Condon Financial Advisors

APRIL 21, 2023

Fee-Only financial advisors and firms receive no sales-related compensation or incentives. In contrast, a commission-based financial advisor receives commissions or other forms of compensation from financial product providers for recommending and selling their products. They are compensated only by the fee the client pays.

Certified Financial Planner 52

Certified Financial Planner Financial Advisor Fee Only Financial Planner 52

WiserAdvisor

JUNE 12, 2022

For example, some advisors are paid via commissions on the sale of financial products like stocks, mutual funds, policies, etc. A commission-based financial advisor earns a commission based on the financial products they sell. Avoid paying commissions upfront to advisors.

Financial Advisor 52

Financial Advisor Fiduciary Duty Commission Financial Planning 52