Abnormal Returns

MARCH 17, 2024

abnormalreturns.com) Are you a financial adviser looking for some out-of-the-box thinking? newsletter.abnormalreturns.com) Mixed media On the end of the 6% real estate commission. (abnormalreturns.com) What you missed in our Saturday linkfest. Then check out our weekly e-mail newsletter.

Financial Advising

Abnormal Returns

NOVEMBER 19, 2023

nytimes.com) Home sellers in most countries don't pay a 6% realtor commission. abnormalreturns.com) Are you a financial adviser looking for some out-of-the-box thinking? (michaelparekh.substack.com) Housing A growing share of American homes are mortgage-free. The chances are nobody wants any of it.

Financial Advising

Nerd's Eye View

MAY 15, 2024

commissions), and who holds themselves out as a trusted adviser by either stating they are acting as a fiduciary or otherwise indicates that they are making individualized recommendations based on the investor's best interest.

Retirement

Abnormal Returns

FEBRUARY 26, 2023

Sentencing Commission show judges rejected more than 80% of compassionate release requests filed from October 2019 through September 2022. abnormalreturns.com) Are you a financial adviser looking for some out-of-the-box thinking? washingtonpost.com) Urban areas can't grow without new housing. bloomberg.com) Data from the U.S.

Ethics

Nerd's Eye View

DECEMBER 6, 2023

Over the past several years, the financial services industry has undergone a tremendous evolution in how financial advisers deliver and charge for their services. While commission-based models remain in use, fee-for-service models (including AUM, hourly, retainer, and subscription) have become increasingly popular.

Investing

Abnormal Returns

DECEMBER 12, 2022

investmentnews.com) Tax planning Why financial advisers need to be careful when offering tax advice. blogs.cfainstitute.org) Advisers How the SEC now regulates investment performance advertising. techcrunch.com) The latest financial advisor technology news including the spread of commission-free annuities.

Tax Planning

Abnormal Returns

AUGUST 14, 2022

bloomberg.com) The Federal Maritime Commission is in the middle of the global shipping mess. abnormalreturns.com) Are you a financial adviser looking for some out-of-the-box thinking? (nytimes.com) ETFs Single-bond ETFs are here. ft.com) And they are a pretty good idea. nytimes.com) Telehealth uniquely at-risk for fraud.

Financial Advising

Abnormal Returns

JANUARY 23, 2023

axios.com) How zero-commissions affect investor behavior. investmentnews.com) Earlier on Abnormal Returns Adviser links: the overarching idea. abnormalreturns.com) Are you a financial adviser looking for some out-of-the-box thinking? papers.ssrn.com) Companies Netflix ($NFLX) really is on the cusp of a new era.

Financial Advising

Yardley Wealth Management

OCTOBER 22, 2024

As Mike Garry explains, 25 years ago, most advisors worked for large firms and earned commissions on the products they sold. This means they charge a flat fee or a percentage of assets under management, without selling products or receiving commissions. They do not earn commissions from selling financial products.

Financial Advice

Carson Wealth

AUGUST 28, 2022

They may charge flat consulting or financial planning fees. These fees cover consultative financial advising and are often used when working with businesses. With any of these fee models the consumer pays a direct fee to the underlying investment advisory firm, and a portion of that fee is then paid to the financial advisor.

Financial Advisor

eMoney Advisor

DECEMBER 15, 2022

Compensation for financial advisors can be challenging to calculate, especially because of the widespread model of being paid based on assets under management, which can fluctuate with the markets. Some of the basic compensation models include: a base salary plus bonus, commissions, fees, and a combination of fees and commissions.

Financial Planner

International College of Financial Planning

DECEMBER 23, 2023

These professionals work independently or under the umbrella of financial institutions and are specialized in guiding clients through the intricacies of financial planning and investments. Their compensation often comes from (1) commissions on transactions based on advice provided or (2) fees for financial plan construction.

Financial Advisor

Harness Wealth

MAY 25, 2023

The primary fee structures are: Fee-only : Advisors only receive payment from their clients for the services they provide, not receiving any commissions or other incentives from product providers. Fee-based : This structure is a blend of fees and commissions. How Much Should I Expect to Pay for Financial Advice?

Financial Advisor

Investment Writing

NOVEMBER 20, 2024

Power and Associates to recommend boosting investor trust with methods that include honest communication about investment performance and plain explanations for fees and commissions, according to “Study: Why focus on people, not profits, increases investor trust.”

Compliance

WiserAdvisor

APRIL 4, 2025

In recent years, the financial advising industry has seen some of the most significant breakthroughs, with AI-driven investment tools becoming increasingly popular. However, despite these regulatory safeguards, AI may still present certain financial risks. Heres why: 1. to ensure that they operate within legal frameworks.

Wealth Management

Abnormal Returns

JANUARY 27, 2024

theguardian.com) NASA's Ingenuity helicopter on the surface of Mars is out of commission. abnormalreturns.com) Are you a financial adviser looking for some out-of-the-box thinking? (theatlantic.com) Space Japan became the fifth country to land on the Moon. nature.com) Why is landing on the moon so difficult?

Insurance

Brown Advisory

JANUARY 1, 2023

Recently, Microsoft has seen the Federal Trade Commission (FTC) voice opposition to its pending $69bn acquisition of gaming company Activision Blizzard. If you are a private investor you should not act or rely on this document and should consult with your financial adviser.

Investing

Sara Grillo

APRIL 10, 2023

Early on in his entrepreneurial journey, Scott saw firsthand the inherent flaws and conflicts of interest in the traditional sales and product driven approach, as several family members had lost a significant portion of their hard-earned life savings to high-cost, commission-based investment products and inappropriate advice.

Investing

Abnormal Returns

MARCH 24, 2024

rogersplanning.blogspot.com) Housing Don't count on materially lower home commissions just yet. economist.com) We should start to see more innovation when it comes to commissions. abnormalreturns.com) Are you a financial adviser looking for some out-of-the-box thinking? Then check out our weekly e-mail newsletter.

Commission