Wealth Management

JULY 1, 2025

billion in client assets to its independent advisor channel. They’re joined by advisors Adam Sloane and William Longing and client service managers Elissa Levy and Maura Fronio. He’s joined by client service specialists Vicky Lee, Louis Seekircher and Kim Rottingen. trillion in client assets across its subsidiaries.

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Wealth Management Estate Planning Recruitment Financial Advisor 264

Wealth Management

JULY 18, 2025

One is for G2s to feel empowered, and [two is] for G1s to have the confidence that they can ultimately leave the firm both from a client relationship as well as from an executive standpoint.” Related: Innovative CPA Group Launches RIA To Capture Client Wealth Management Demand “It’s a relationship business,” he said.

Estate Planning 253

Estate Planning Wealth Management Planning Clients 253

Wealth Management

JULY 9, 2025

July 9, 2025 23 Slides START SLIDESHOW hudiemm/iStock/Getty Images A big industry focus these days is on organic growth; many stress that if advisors can crack the code and grow their client base, they can gain a competitive edge. New client AUM grew on average 7.5% in 2023, according to a study by Ensemble Practice and BlackRock.

Wealth Management 200

Wealth Management Estate Planning Business Planning Taxes 200

Wealth Management

JUNE 27, 2025

So far, I’ve written about AI notetaker Jump and its integration with the financial planning application RightCapital , and the AI-powered financial planning application and company Conquest Planning and its $80 million fund raise to help accelerate its U.S. It has become a challenge to keep up with new rollouts.

Wealth Management 191

Wealth Management Estate Planning Startup Financial Planning 191

Nerd's Eye View

JULY 11, 2025

dinner party Enjoy the 'light' reading! Read More.

Financial Planner 170

Financial Planner Engineering Clients Taxes 170

Wealth Management

JULY 15, 2025

Patrick Donachie , Senior Reporter , WealthManagement.com July 15, 2025 2 Min Read Kurt Brady / Alamy Stock Photo JPMorgan is urging a Nevada federal court to halt a former advisor’s alleged attempts to entice prior clients to join her at Wells Fargo. JPMorgan is asking for the TRO while the dispute is undergoing FINRA arbitration.

Clients 191

Clients Estate Planning Wealth Management Planning 191

Wealth Management

JULY 3, 2025

manages about $300 million in client assets. Jacob William Advisory has proactively recruited next-generation advisors as part of its business continuity plan. Dixon-James launched Resilient Wealth Management in 2020 and now manages about $250 million in advisory, brokerage and retirement plan assets. a suburb of Nashville.

Wealth Management 165

Wealth Management Recruitment Estate Planning Financial Advisor 165

Wealth Management

JULY 18, 2025

Resonant Capital Merges with Tax, Accounting Firm QBCo Wisconsin-based Resonant Capital and QBCo will share clients across wealth and tax in an increasingly popular service model. is joining the trend toward combining wealth management and tax planning by merging with Brookfield, Wis. Concept of digital social marketing.

Accounting 263

Accounting Taxes Estate Planning Wealth Management 263

Wealth Management

JULY 2, 2025

At Wealth Management EDGE , I had the privilege of moderating a panel— “Work Smarter, Not Harder: AI’s Role in Operational Excellence” —where we talked about how artificial intelligence is already automating advisor workflows, transforming client meetings into structured insights, and reshaping the nature of operational roles within firms.

Wealth Management 180

Wealth Management Estate Planning Planning Clients 180

Wealth Management

JULY 1, 2025

billion in client assets, expanding Steward’s presence in the Bay Area. Its affiliate company, Simplex Wealth Management, serves clients with $1 million or more in assets. Bay Area Firm Steward Partners Acquires $1.1B based registered investment advisor with $1.1 Consilium was founded in 2010, and it consists of Partner John H.

Wealth Management 205

Wealth Management Estate Planning Clients Planning 205

Nerd's Eye View

NOVEMBER 29, 2024

Which could prove to be a boon for the financial advice industry as more consumers are willing to entrust their assets to an advisor (while at the same time possibly making it tougher for some advisors to differentiate themselves primarily by how they put their clients' interests first?). Read More.

Financial Planner 247

Financial Planner Financial Advice Retirement Financial Advisor 247

Wealth Management

JUNE 10, 2025

on Tuesday with a series of workshops focused on alternative investments, artificial intelligence and high-net-worth clients. The panels centered around a general theme of growth, whether how to diversify portfolios to grow, strategies to boost AUM and clients and AI best practices to improve an advisors' business.

Wealth Management 255

Wealth Management Management Estate Planning Business Planning 255

Wealth Management

JUNE 20, 2025

We have a serious communication problem in the industry, and it can be really hard to get hold of clients,” he said, noting that with his technology, advisors can see their clients go to the app every day. Advisors can customize the application to convey pretty much any type of data or information clients or prospects might want.

Wealth Management 200

Wealth Management Management Financial Advisor Clients 200

Wealth Management

JULY 15, 2025

True North Expands in SF Deals & Moves: Creative Plannings Snag Hawaii RIA; $5.1B has acquired a team in Hawaii overseeing $430 million in client assets. Mosaic Pacific, founded in 2014, will grow Creative Planning’s footprint in the Pacific region and bring on board about six more advisors, along with compliance and support staff.

Planning 165

Planning Wealth Management Estate Planning Clients 165

Wealth Management

JULY 15, 2025

Is a Roth Conversion Worth It for All Clients? We were skating where the puck was going in our industry and looking at how we could be more nimble and flexible for our clients,” Hack said. The firm’s founders are two second-generation advisors breaking away from Raymond James along with their fathers.

Estate Planning 180

Estate Planning Wealth Management Planning Clients 180

Wealth Management

JUNE 23, 2025

CCPA: Do not sell my personal info | Terms of Use | Code of conduct events | Privacy Policy | Cookie Policy Registered in England & Wales with number 01835199, registered office 5 Howick Place, London, SW1P 1WG.

Assets 279

Assets Wealth Management Financial Advisor Estate Planning 279

Wealth Management

JULY 10, 2025

We will be launching their new client portal here shortly this summer. We have one firm that we acquired, GMAG , that uses Addepar, and it’s incredibly important to their client experience. So we are looking at alternatives to Tamarac as we would in the normal course of reviews.

Wealth Management 165

Wealth Management Estate Planning Clients Planning 165

Wealth Management

JULY 1, 2025

Van de Loo said he has three areas of focus at Choreo: accelerating growth, strengthening the client and advisor experience, and building out the leadership team. “At There are world-class people, and I feel like I’m joining the firm at a perfect inflection point.” At my core, I am a growth leader,” he said. “A

Wealth Management 191

Wealth Management Estate Planning Planning Clients 191

Wealth Management

JUNE 30, 2025

Overlay management services implement clients’ investments through a professionally managed diversified portfolio, including tax strategies. Bringing these services in-house gives us greater flexibility to innovate based on the needs of our clients,” Edward Jones Principal Russ Tipper said in a statement. “We

Management 165

Management Wealth Management Estate Planning Clients 165

Wealth Management

JULY 2, 2025

Related: Planning for Older Clients and Those with Disabilities Many GRATs include a so-called “swap” power in which the grantor is permitted to substitute assets of equivalent value with the GRAT. Handler is a partner in the Trusts and Estates Practice Group of Kirkland & Ellis LLP.

Distribution 207

Distribution Estate Planning Wealth Management Planning 207

Wealth Management

JUNE 25, 2025

Judy Weeden: The overall goal is to make advisors’ lives easier to serve the clients to the best of their ability. JY: I wanted to note that, from a portal perspective for clients, we have used eMoney in the past. For example, once, a client went in and could see their dashboard and net worth. I think it has been good.

Wealth Management 165

Wealth Management Estate Planning Financial Advisor Clients 165

Wealth Management

JUNE 10, 2025

Ask: • Am I serving the types of clients I enjoy working with most? • Are you on track regarding revenue, AUM, new clients, and team development? Is your brand aligned with the clients you want to attract? Reconnect with Your “Why” When business is moving fast, losing sight of purpose is easy.

Wealth Management 240

Wealth Management Financial Advisor Recruitment Management 240

Wealth Management

JUNE 17, 2025

Mariner is seeking to bolster its independent registered investment advisor channel by hiring Rob Sandrew to oversee the division, which includes more than 1,100 advisors and about $40 billion in client assets. Sandrew joined the RIA in 2016 and helped it grow from about $3 billion in client assets to more than $21 billion.

Wealth Management 189

Wealth Management Estate Planning Compliance Planning 189

Wealth Management

JUNE 10, 2025

But similar to the Great Financial Crisis of 2008, fiduciary advisors can use this opportunity to assert their value and give clients confidence that their broader financial plans aren’t as negatively impacted as they may think, given the daily doom-and-gloom market headlines. Some RIAs can turn volatility into a growth engine.

Wealth Management 147

Wealth Management Marketing Marketing Tax Planning 147

Carson Wealth

JUNE 27, 2025

Unexpected events can derail your progress toward your goals and even your financial security if you don’t have a plan for managing them. Financial planning should ideally involve every area of your financial life because they are all interrelated. Estate planning. Create an estate plan.

Financial Planning 52

Financial Planning Planning Management Estate Planning 52

Wealth Management

JUNE 10, 2025

Related: Former Mariner Director To Lead Cetera RIA Channel “We are excited about our future with LifeBridge and the expanded opportunities it will open up for our clients,” Hudson said in a statement. CCPA: Do not sell my personal info | Terms of Use | Code of conduct events | Privacy Policy | Cookie Policy

Wealth Management 179

Wealth Management Engineering Estate Planning Management 179

Wealth Management

JUNE 20, 2025

For all of us on the editorial staff, it was a busy event. Despite the steamy humidity outside our beautiful new venue at The Boca Raton resort, it was rapid-fire, fast-paced action inside.

Wealth Management 147

Wealth Management Management Financial Advisor Estate Planning 147

Wealth Management

JULY 18, 2025

Concept of digital social marketing.

Media 179

Media Estate Planning Wealth Management Planning 179

Wealth Management

JUNE 11, 2025

Ratner June 11, 2025 2 Min Read A client whose estate will remain non-taxable after 2025 has a policy in an irrevocable life insurance trust (ILIT) that was presumably purchased for estate tax liquidity.

Wealth Management 165

Wealth Management Insurance Estate Planning Clients 165

Wealth Management

JUNE 11, 2025

We have moved from a period of fierce independence, which was effectively a reaction to wirehouses and suitability and people looking to get closer to clients, into interdependence,” he said. CCPA: Do not sell my personal info | Terms of Use | Code of conduct events | Privacy Policy | Cookie Policy

Wealth Management 179

Wealth Management Management Financial Advisor Business Planning 179

Wealth Management

JUNE 27, 2025

CCPA: Do not sell my personal info | Terms of Use | Code of conduct events | Privacy Policy | Cookie Policy Registered in England & Wales with number 01835199, registered office 5 Howick Place, London, SW1P 1WG.

Estate Planning 191

Estate Planning Wealth Management Compliance Recruitment 191

Midstream Marketing

OCTOBER 30, 2024

It’s important to offer great rewards and make it easy for clients to refer their friends. Introduction In the busy area of financial advisory services, getting new clients is important for success. It helps to grow their client base. Referrals help get new business and build strong ties with clients.

Financial Advisor 52

Financial Advisor Marketing Marketing Clients 52

Nerd's Eye View

APRIL 22, 2025

Vanessa is the CEO of Expressive Wealth, an RIA based in Chicago, Illinois, that oversees $135 million in assets under management for approximately 70 client households, including 10 ‘core' ultra-high-net-worth families.

Clients 130

Clients Planning Estate Planning Communication 130

Tobias Financial

JUNE 16, 2025

These events may affect your investment approach, tax planning strategies, insurance needs, and estate planning documents. Without periodic evaluations, it’s possible for parts of your plan to become misaligned with your current circumstances.

Engineering 52

Engineering Planning Financial Planning Financial Advisor 52

Zoe Financial

DECEMBER 28, 2024

Read books and blogs , attend webinars, or consult with a wealth advisor to deepen your understanding of investments, estate planning, and other topics. Update Your Estate Plan Help ensure your legacy is protected by maintaining an up-to-date estate plan. Economies and markets fluctuate.

Estate Planning 40

Estate Planning Financial Advisor Accounting Wealth Advisor 40

FMG

MARCH 6, 2025

AI-powered search, social media algorithms, and Answer Engine Optimization (AEO) are transforming how potential clients find financial advisors. Instead, you should be asking, “How do I ensure clients find my financial services wherever they search? Traditional SEO strategies alone are no longer enough.

Financial Advisor 52

Financial Advisor Engineering Media Retirement Planning 52

Wealth Management

JUNE 12, 2025

Regardless of where inflation is at, clients should own a piece of gold or natural resources. CCPA: Do not sell my personal info | Terms of Use | Code of conduct events | Privacy Policy | Cookie Policy John Davi, CEO and founder, Astoria Portfolio Advisors, encouraged advisors to use passive strategies in areas that can’t be beat.

Assets 162

Assets Management Wealth Management Risk Management 162